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Financial Services Law

About Our Financial Services Industry Experience

Epstein Becker Green has been advising and representing domestic and multinational financial services clients on a wide array of matters. Indeed, the financial services sector continues to be one of the largest components of the Firm's diverse client base – a fact we attribute to the quality of both our legal services and the enduring relationships we establish with our clients.

FINRA Focus

The Financial Industry Regulatory Authority ("FINRA") practice at Epstein Becker Green is an important part of our financial services industry focus. We have extensive experience with arbitrations before FINRA and the representation of financial services institutions in disputes over a variety of substantive issues. For more information about Epstein Becker Green's experience with FINRA-related matters, please click here.


Our Financial Services Clients

  • Regional savings banks
  • International commercial banks
  • Non-bank commercial lenders
  • Asset managers and pension fund fiduciaries
  • Multiline insurance carriers and offshore reinsurers
  • International investment banks
  • Broker-dealers
  • Private equity and venture capital funds
  • Corporate borrowers and issuers of securities

Financial Services Related News

[4/3/2012] Epstein Becker Green Launches Blog to Aid Financial Services Industry with Labor and Employment Issues

[3/9/2012] Carrie Valiant Quoted in Article, "Health Care: The Nexus of Health Reform and the Law"

[3/5/2012] 12 Finance Employment Issues to Watch in 2012, as appeared in Employment Law360

[2/16/2012] Financial Services L&E Advisory: 12 Issues to Watch in 2012

More News »

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